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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-13 |
| TN | RA | APPROVED | 2018-08-24 |
Branch Locations
1100 Ridgeway Loop Road, Memphis, TN 38120 • United States
Memphis, TN • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Memphis | TN | 03/1972 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith In | Memphis | TN | 04/1978 | 08/2018 |
| Bank Of America,Na | Germantown | TN | 11/2009 | 08/2018 |
| Raymond James & Associates | Memphis | TN | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-18 |
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