John David Cartwright

Current Employers

Employment History

• 01/2013 → 12/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 05/2016 → Present
  Clg, Llc D/B/A Clg, Wealth Management
  Garden, CA
• 06/2023 → 12/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2024 → 12/2024
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2023-06-29 → 2023-12-31
  Cetera Investment Advisers Llc
  Long Beach, CA
• 2019-09-12 → 2023-06-29
  Cetera Wealth Services, Llc
  Long Beach, CA
• 1997-07-08 → 2019-09-12
  Cetera Wealth Services, Llc
  Gardena, CA
  Long Beach, CA

Other Businesses

1) CLG, LLC d/b/a CLG, WEALTH MANAGEMENT. Investment Related. At Registered Location. RIA. Financial Advisor. Owner. Start Date: 01/02/2024. 20 hrs/ month; all during trading hours. Provide advice to clients. 2) Fixed Insurance. Investment Related. At Registered Location. Fixed / Traditional Insurance. Agent. Start Date: 01/02/2024. 1 hr/ month; all during trading hours. Sales of fixed / traditional products. 3) CLG Holding Company, LLC. Not Investment Related. At Registered Location. Holding Company. Partner. Start Date: 08/15/2016. 1 hr/month; all during trading hours. Family holding company which owns CLG, LLC 4) John D. Cartwright & Associates, Inc. Investment Related. At Registered Location. Fixed Insurance. Owner/President. Start Date: 01/01/1974. 1 hr/month; all during trading hours. Owner, insurance agent

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-11-23