Robert John Brennan

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	1999-08-06

CO RA
APPROVED

Since 1999-08-06

Branch Locations

5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Greenwood Village	CO	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Greenwood Village	CO	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Greenwood Village, CO
11/2016 → Present

Wells Fargo Clearing Services, Llc

Greenwood Village, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-05-09
S63	Uniform Securities Agent State Law Examination	1987-10-02

S65 Uniform Investment Adviser Law Examination

1995-05-09
S63 Uniform Securities Agent State Law Examination

1987-10-02

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews