Peter Frank Bozikovich

Current Employers

Marquam Capital

1515 Sw 5Th Ave., Suite 606, Portland, OR 97201-5449 • United States

Current Registrations

Authority	Category	Status	Date
AK	RA	APPROVED	2021-04-30
WA	RA	APPROVED	2017-02-28
OR	RA	APPROVED	2017-02-24

AK RA
APPROVED

Since 2021-04-30
WA RA
APPROVED

Since 2017-02-28
OR RA
APPROVED

Since 2017-02-24

Branch Locations

1515 Sw 5Th Ave., Suite 606, Portland, OR 97201-5449 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hp Securities, Inc.	Troutdale	OR	07/1993	12/2023
Marquam Capital	Portland	OR	12/2014	Present

07/1993 → 12/2023

Hp Securities, Inc.

Troutdale, OR
12/2014 → Present

Marquam Capital

Portland, OR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-27
S65	Uniform Investment Adviser Law Examination	1992-06-01
S63	Uniform Securities Agent State Law Examination	1988-01-05

S66 Uniform Combined State Law Examination

2015-03-27
S65 Uniform Investment Adviser Law Examination

1992-06-01
S63 Uniform Securities Agent State Law Examination

1988-01-05

View on SEC IAPD

Current Employers

Marquam Capital

Disclosures

Employment History

Exams

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