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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2020-01-28 |
Branch Locations
500 Virginia St E Ste 850, Charleston, WV 25301 • United States
Charleston, WV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charleston | WV | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charleston | WV | 11/2016 | 01/2020 |
| Ameriprise Financial Services Inc | Charleston | WV | 01/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Charleston | WV | 03/2020 | Present |
Real Estate License; Yes. Other Business Activities; Mineral Rights; Passive income with zero business involvement. I receive royalties from a third-party. I was not involved with the drilling of the wells at all.; acreage, No address, Putnam County, WV, 25526; Not Investment-Related; 04/25/1970; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-08 |
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