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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-11-21 |
| TX | RA | APPROVED | 2012-11-20 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | Cincinnati | OH | 11/2012 | Present |
1)NON-PROFIT ORGANIZATION-ANNING FAMILY CHARITABLE FOUNDATION--25 WEEBETOOK LANE--CINCINNATI---OHIO-45208Y-N-1-ANNUALLY-0-5/1/2012-TRUSTEE--CHARITABLE FOUNDATION- 2. FIRST NAME: ROBERT LAST NAME: ANNING PERSON 2) STATUS: APPRVD 1.FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: SYDNEY ANNING TRUST 3.INVESTMENT RELATED: Y 4.ADDRESS OF BUSINESS: 25 WEEBETOOK, CINCINNATI, OHIO 45208 5.COMPENSATION FOR ACTIVITY: N 6.POSITION, TITLE, ASSOCIATION: FIDUCIARY, 7.START DATE OF RELATIONSHIP: 9/2/2008 8.NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY 9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 10.DUTIES: POA FOR WIFE'S TRUST 3)CINCINNATI CHILDREN'S HOSPITAL MEDICAL CENTER / 3333 BURNET AVE. CINCINNATI,OH 45229 / OTHER/ HEALTH CARE & PHARMACEUTICALS / TREATMENT OF CHILD ILLNESS / TRUSTEE /ADVISOR / START DATE 10/1/1990 / 5 HRS PER MONTH 4)RONALD MCDONALD HOUSE CHARITIES / 350 ERKENBRECHER AVE. CINCINNATI,OH 45229 / OTHER/ HEALTH CARE & PHARMACEUTICALS / PROVIDES HOUSING FOR FAMILIES OF CHILDREN BEING TREATED AT CHILDREN'S HOSPITAL / TRUSTEE / ADVISORY CAPACITY / START DATE 1/9/2006 / 3 HOURS PER MONTH 5)CINCINNATI PARK BOARD / 950 EDEN PARK DRIVE CINCINNATI, OHIO 45202 / / PARK PLANNING AND MAINTENANCE / MEMBER OF A BOARD COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / CINCINNATI PARK BOARD MEMBER / START DATE 1/2/2006 - / 2 HOURS PER MONTH 6)Convalecent Hospital for Children / Supports various initiatives at Cincinnati Children's Hospital, Member of the board of trustees, 3333 Burnet Ave. Cincinnati,OH 45229 / No/ Active / Start Date 1/1/2017 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-22 |
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