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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-20
  • FL RA
    APPROVED
    Since 2024-05-20

Branch Locations

12800 University Drive Suite 500, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 02/2023 07/2023
Florida State University Tallahassee FL 06/2019 12/2022
Little Greek New Tampa Tampa FL 06/2021 08/2022
Vale Food Co. Tallahassee FL 01/2021 08/2022
Yamato Japanese Steakhouse Wesley Chapel FL 03/2017 05/2019
Wharton High School Tampa FL 08/2015 04/2019
Unemployment Tampa FL 01/2023 02/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated TX 08/2023 03/2024
Taiyo International Wesley Chapel FL 01/2017 05/2019
Florida State University Tallahassee FL 05/2019 12/2022
Bank Of America N.A. Dallas TX 09/2023 03/2024
Ubs Financial Services Inc Tampa FL 03/2024 Present
  • 02/2023 → 07/2023
    New York, NY
  • 06/2019 → 12/2022
    Florida State University
    Tallahassee, FL
  • 06/2021 → 08/2022
    Little Greek New Tampa
    Tampa, FL
  • 01/2021 → 08/2022
    Vale Food Co.
    Tallahassee, FL
  • 03/2017 → 05/2019
    Yamato Japanese Steakhouse
    Wesley Chapel, FL
  • 08/2015 → 04/2019
    Wharton High School
    Tampa, FL
  • 01/2023 → 02/2023
    Unemployment
    Tampa, FL
  • 08/2023 → 03/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated, TX
  • 01/2017 → 05/2019
    Taiyo International
    Wesley Chapel, FL
  • 05/2019 → 12/2022
    Florida State University
    Tallahassee, FL
  • 09/2023 → 03/2024
    Bank Of America N.A.
    Dallas, TX
  • 03/2024 → Present
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-12
  • S66 Uniform Combined State Law Examination
    2023-06-12

View on SEC IAPD

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