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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-31
  • FL RA
    APPROVED
    Since 2024-05-31

Branch Locations

25 Main St, Hopkinton, MA 01748 • United States

Spencer, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Price Chopper Spencer MA 08/2019 04/2020
Bentley University Waltham MA 10/2015 05/2022
Unemployed Spencer MA 05/2022 02/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2023 11/2023
Northwestern Mutual Investment Services Llc Wellesley MA 08/2023 11/2023
Ameriprise Financial Services, Llc Hopkinton MA 12/2023 Present
  • 08/2019 → 04/2020
    Price Chopper
    Spencer, MA
  • 10/2015 → 05/2022
    Bentley University
    Waltham, MA
  • 05/2022 → 02/2023
    Unemployed
    Spencer, MA
  • 03/2023 → 11/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2023 → 11/2023
    Northwestern Mutual Investment Services Llc
    Wellesley, MA
  • 12/2023 → Present
    Hopkinton, MA
Other Businesses

Outside Employment; DES Group Inc.; Associate Financial Advisor; Manage advisory business; 25 Main Street, , Hopkinton, MA, 01562; Investment-Related; 12/11/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-12
  • S66 Uniform Combined State Law Examination
    2024-05-12
Other Names
  • Harry Robert Shuman

View on SEC IAPD

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