James Allen Valis

Current Employers

Employment History

• 03/2013 → Present
  Lpl Financial Llc
  Hopkinton, MA
• 03/2013 → Present
  Private Advisor Group, Llc
  Hopkinton, MA

Previous Registrations

• 2006-01-06 → 2013-03-11
  Strategic Advisers Llc
  Framingham, MA
  Worcester, MA

Other Businesses

(1) 03/07/2013: No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Time Spent 5%. (2) 03/07/2013: Blackstone Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) (3) 08/26/2014: Blackstone Valley Wealth Management, LLC. - Investment Related - 22 South Street Suite 202, Hopkinton, MA 01748 - DBA for LPL Business (entity for LPL business) - Started 08/12/2014 - 160 Hours Per Month During Securities Trading. (4) 01/06/2015: BNI Granite Networkers - Not Investment Related - Atria Draper Place Assisted Living Facility in Hopedale, MA - Non-Profit Board Member - Started 12/15/2014 - 10 Hours Per Month/0 Hours During Securities Trading - Business Networking International (BNI) - Chapter President. (5) 04/23/2015: Brokers Service Marketing Group - Investment Related - 22 South Street, Suite 202, Hopkinton, MA 01748 - Non-Variable Insurance - Started 04/20/2015 - 1 Hours Per Month During Securities Trading - LIFE DISABILITY, LONG-TERM CARE, FIXED ANNUITIES. (6) 08/26/2016: Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 95% Time Spent - I provide investment advisory services through PRIVATE ADVISOR GROUP, an independent investment advisor firm. I started this business activity in 3/7/2013. I expect to spend approximately 152 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (7) 9/5/2017: Brookfield Insurance Partners - Investment Related - Brookfield Insurance Partners, 15 West Brookfield Rd, Brookfield, MA 01506 - Non-Variable Insurance - Started 09/01/2017 - 1 Hour Per Month During Securities Trading - Insurance/annuity/long term care/disability. (8) 10/1/2019 - Private Advisor Group - DBA: (Hybrid) Blackstone Valley Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 03/06/2013 - 130 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (9) 12/28/2021 - Worcester Polytechnic Institute - Not Investment Related - 100 Institute Road Worcester, MA 01609 - Other-Non Securities Related-Paid Speaking Engagement - Alumni Guest Speaker - Start Date: 11/1/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Educational presentation to an audience of University staff / student members about the basics of wealth management and investing. (10) 10/10/2022 - New York Life Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/29/2022 - 4 Hours Per Month/0 Hours During Securities Trading. (11) 04/02/2024 - The Guardian Life Insurance Company of America - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/23/2024 - 1 Hour Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2005-12-22
• S63 Uniform Securities Agent State Law Examination
  2003-01-03

Other Names

• James Allen Valis
• James Allen Valis
• James Allen Valis, Cfp