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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-03-16
  • MA RA
    APPROVED
    Since 2015-03-16

Branch Locations

85 Main Street, Hopkinton, MA 01748 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hopkinton MA 09/2014 Present
Private Advisor Group Hopkinton MA 12/2014 Present
Private Advisor Group, Llc Morristown NJ 03/2015 Present
  • 09/2014 → Present
    Lpl Financial Llc
    Hopkinton, MA
  • 12/2014 → Present
    Private Advisor Group
    Hopkinton, MA
  • 03/2015 → Present
    Morristown, NJ
Other Businesses

(1) 11/11/2014: ATLAS WEALTH STRATEGIES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 85 MAIN ST, HOPKINTON, MA 01748-1886 - 90% OF TIME SPENT (2) 12/19/2014: PRIVATE ADVISOR GROUP - INV REL - 85 MAIN ST, HOPKINTON, MA 01748-1886 - REGISTERED INVESTMENT ADVISOR: (HYBRID) PRIVATE ADVISOR GROUP - 5% OF TIME SPENT - LICENSED ADMIN (3) 08/24/2016: Private Advisor Group - Registered Investment Advisor - DBA: (Hybrid) Private Advisor Group - Investment Related- 85 Main Street - 5% Time Spent - I am a licensed assistant through PRIVATE ADVISOR GROUP, an independent investment advisor firm. I started this business activity in 11/6//2014 I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/03/2018 - Atlas Wealth Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - I provide ADMIN services through this DBA which are described in a form submitted for a hybrid RIA OBA. I am compensated for my advisory services as described in a form submitted for a hybrid RIA OBA. Not all IRAs associated with my RIA are also securities-registered with LPL Financial. This RIA is not a DBA for my LPL business. - Start Date 11/06/2014 - 20 Hours Per Month / 15 Hours During Trading - I provide administrative services through Private Advisor Group, Inc., an independent investment advisor firm. I started this business activity on 1/3/2017. I expect to spend approximately 20 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-12
  • S66 Uniform Combined State Law Examination
    2015-02-12

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