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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-13
  • TX RA
    APPROVED
    Since 2024-08-13

Branch Locations

1 Lumber Street Ste 204, Hopkinton, MA 01748 • United States

Holliston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hopkinton MA 09/2005 03/2020
Ameriprise Financial Services, Llc Hopkinton MA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 47 Sunset Drive, , Charlestown, RI, 2813; Investment-Related; 06/01/2020. Business Ownership; Jamestown Shores; Owner; Jamestown Shores will be an LLC I'll set up for my Ameriprise practice.; 1 Lumber Street, suite 204, , Hopkinton, MA, 01748; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-10
  • S63 Uniform Securities Agent State Law Examination
    1997-06-10
Designations
Other Names
  • Garth Fondo

View on SEC IAPD

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