Garth Michael Fondo

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Hopkinton, MA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Hopkinton, MA

Other Businesses

Real Estate Ownership; Single Family; 47 Sunset Drive, , Charlestown, RI, 2813; Investment-Related; 06/01/2020. Business Ownership; Jamestown Shores; Owner; Jamestown Shores will be an LLC I'll set up for my Ameriprise practice.; 1 Lumber Street, suite 204, , Hopkinton, MA, 01748; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-06-10

Designations

• Certified Financial Planner

Other Names

• Garth Fondo