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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-08-05
MA RA APPROVED 2013-03-18
  • LA RA
    APPROVED
    Since 2013-08-05
  • MA RA
    APPROVED
    Since 2013-03-18

Branch Locations

22 South Street Suite 202, Hopkinton, MA 01748 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hopkinton MA 03/2013 Present
Private Advisor Group, Llc Hopkinton MA 03/2013 Present
Previous Registrations
Other Businesses

(1) 03/07/2013: Blackstone Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent (2) 08/26/2014: Blackstone Valley Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 22 South St suite 202, Hopkinton, MA 01748 - Start 08/13/2014 - 160 Hr/Mo; 160 Hours During Securities Trading (3) 04/23/2015: Broker's Service Marketing Group - Non-Variable Insurance - Investment Related - 22 South Street Suite 202 Hopkinton, MA 01748 - Start 04/20/2015 - No Time Spent (4) 08/26/2016: Private Advisor Group, LLC - Registered Investment Advisor - DBA: (Hybrid) Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - 95% Time Spent - I provide investment advisory services through PRIVATE ADVISOR GROUP, an independent investment advisor firm. I started this business activity in 3/7/2013. I expect to spend approximately 152 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 9/5/2017: Brookfield Insurance Partners - Investment Related - Brookfield Insurance Partners, 15 West Brookfield Rd, Brookfield, MA 01506. - Non-Variable Insurance - Started 09/01/2017 - 1 Hour Per Month During Securities Trading - Insurance/annuity/long term care/disability. (6) 10/1/2019 - Private Advisor Group LLC - DBA: (Hybrid) Blackstone Valley Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 03/06/2013 - 130 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (7) 10/10/2022 - New York Life Insurance Company - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date - 08/29/2022 - 4 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-24
S63 Uniform Securities Agent State Law Examination 1999-12-30
  • S66 Uniform Combined State Law Examination
    2007-01-24
  • S63 Uniform Securities Agent State Law Examination
    1999-12-30

View on SEC IAPD

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