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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2012-12-19
TX RA APPROVED 2012-12-12
  • MA RA
    APPROVED
    Since 2012-12-19
  • TX RA
    APPROVED
    Since 2012-12-12

Branch Locations

85 Main Street, Hopkinton, MA 01748 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hopkinton MA 12/2007 Present
Private Advisor Group, Llc Morristown NJ 11/2012 Present
Previous Registrations
  • 2003-12-12 → 2007-12-21
    Osaic Fa, Inc.
    Waltham, MA
    Waltham, MA
  • 2002-10-02 → 2003-12-03
    Veravest Investment Advisors, Inc.
    Waltham, MA
Other Businesses

1. 02/05/2008 - NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - 10% TIME SPENT - WORKING WITH BROKER SERVICE MARKETING GROUP LLC WELLESLEY 2. 09/30/2010 - ATLAS WEALTH STRATEGIES - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 3. 09/30/2010 - THEATLASAPPROACH.COM - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 4. 8/26/2016 - Private Advisor Group - DBA: (HYBRID) Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 80% - I provide investment advisory services through PRIVATE ADVISOR GROUP, an independent investment advisor firm. I started this business activity in 12/12/2012. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/12/2016 - Private Advisor Group - DBA: (Hybrid) Atlas Wealth Strategies, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/30/2012 - 144 Hours Per Month/117 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/12/16. I expect to spend approximately 144 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-06
  • S66 Uniform Combined State Law Examination
    2002-06-06

View on SEC IAPD

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