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333 E Short St. #210, Lexington, KY 40507 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-02-13 |
| IL | RA | APPROVED | 2024-01-08 |
| KY | RA | APPROVED | 2023-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Abri Llc | Oak Park | IL | 07/2022 | Present |
| Abri Llc | Oak Park | IL | 02/2023 | Present |
| Middleground Capital | Lexinton | KY | 02/2021 | 06/2022 |
| Toyota Motor Manufacturing Kentucky | Georgetown | KY | 01/2015 | 02/2021 |
1.) INSURANCE AGENT; INVESTMENT RELATED; SAME OFFICER ADDRESS; INSURANCE SALES; TIME SPENT: APPROX 8 HOURS PER MONTH DURING TRADING. 2.) TEAL RIDGE ROOFING AND EXTERIORS; NON-INVESTMENT RELATED; 133 OLD FARM ROAD, LEXINGTON KY 40475; ROOFING COMPANY; ACCOUNTING/FINANCE OPERATIONS; 9/2025;10 HOURS PER MONTH AFTER TRADING HOURS; ACCOUNTING AND FINANCE OPERATIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-21 |
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