Nickolas Gordon Laplante

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2020-08-14

MN RA
APPROVED

Since 2020-08-14

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Lakeville, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Minneapolis	MN	06/2006	06/2020
Ameriprise Financial Services, Llc.	Minneapolis	MN	06/2020	Present
American Enterprise Investment Services, Inc	Minneapolis	MN	06/2020	Present

06/2006 → 06/2020

Rbc Capital Markets, Llc

Minneapolis, MN
06/2020 → Present

Ameriprise Financial Services, Llc.

Minneapolis, MN
06/2020 → Present

American Enterprise Investment Services, Inc

Minneapolis, MN

Previous Registrations

2012-05-22 → 2020-06-22

Rbc Capital Markets, Llc

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-05-21

S66 Uniform Combined State Law Examination

2012-05-21

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews