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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-04-04
  • VA RA
    APPROVED
    Since 2023-04-04

Branch Locations

1759 Worth Park, Charlottesville, VA 22911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Governors University Millcreek UT 10/2021 01/2023
Cellular Sales Statesville NC 07/2017 10/2021
Telics Fort Mill SC 02/2015 06/2017
Stifel, Nicolaus & Company, Incorporated Charlottesville VA 01/2023 Present
  • 10/2021 → 01/2023
    Western Governors University
    Millcreek, UT
  • 07/2017 → 10/2021
    Cellular Sales
    Statesville, NC
  • 02/2015 → 06/2017
    Telics
    Fort Mill, SC
  • 01/2023 → Present
    Charlottesville, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-03
  • S66 Uniform Combined State Law Examination
    2023-04-03
Other Names
  • Sean Vanetten

View on SEC IAPD

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