Leonard Joseph Picone

Current Employers

Employment History

• 03/2006 → 11/2018
  Sii
  Williamsville, NY
• 11/2018 → Present
  Osaic Wealth, Inc.
  Williamsville, NY

Previous Registrations

• 2016-04-15 → 2018-11-02
  Signator Investors, Inc.
  Williamsville, NY
  Albany, NY

Other Businesses

1. NORTHEASTERN FINANCIAL PARTNERS POSITION: Other NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2014 ADDRESS: 5780 Main Street, Williamsville NY 14221, United States DESCRIPTION: Consult on business operations and expense management (rent, utilities, staff) any excess revenue is distributed in part to myself 2. NORTHEASTERN FINANCIAL PARTNERS, LLC/INSURANCE BROKERAGE POSITION: Other NATURE: Insurance Brokerage commissions are paid from the brokerage firm to the DBA which then pays me a portion of the commissions INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2014 ADDRESS: 5780 Main Street, Williamsville NY 14221, United States DESCRIPTION: Agent/representative of multiple insurance carriers selling and servicing life, annuity, disability coverage 3. INSURANCE BROKERAGE / BOSTON PARTNERS FINANCIAL GROUP, LLC POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/31/2006 ADDRESS: 5780 Main St, Williamsville NY 14221, United States DESCRIPTION: Filing this OBA to record John Hancock servicing fees and renewals paid to Boston Partners Financial Group. 4. INSURANCE BROKERAGE POSITION: Sole Proprietor, Agent; Number of hours: 1, Number of securities trading hours, 1. START DATE: 9/1/2016 ADDRESS: 5780 Main St, Williamsville, NY 14221 DESCRIPTION: INSURANCE BROKER-HEALTH AND GROUP, INSURANCE BROKER-LIFE,ANNUITIES, Insurance Broker: Life, Annuities, LTC, DI at Kafl Ins Agency. 5. NATIVITY OF OUR LORD SCHOOL - ORCHARD PARK POSITION: Board Member NATURE: Non-Profit Parochial School for children PreK3 - 8th Grade INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 4414 South Buffalo Street, Orchard Park NY 14127, United States DESCRIPTION: General board member working with the school principal, pastor, and parish committee to oversee the administration of the school.Possibly a finance committee chair and/or participant of the committee in the near future. 6. NATIVITY OF OUR LORD SCHOOL - ORCHARD PARK POSITION: Board Member - Finance Committee Chair NATURE: Non-Profit Parochial School for children PreK3 - 8th Grade INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 4414 South Buffalo Street, Orchard Park NY 14127, United States DESCRIPTION: General board member working with the school principal, pastor, and parish committee to oversee the administration of the school.Finance committee chair and participant of the finance committee.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-14
• S63 Uniform Securities Agent State Law Examination
  2006-08-24

Designations