Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-03-26 |
| CA | RA | APPROVED | 2010-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | San Francisco | CA | 09/2010 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 03/2010 | Present |
I*5894 Entity Type: Rental Property Name of outside business organization: S. C. Investment related: No Address of business: Sonoma, California 95476 Position, title, association: Co-owner with other family members Start date of relationship: 2/3/2018 Number of hours devoted: 1 hour mthly Number of hours devoted during trading hours: 0 Duties: Co-owner with other family members /Rental Property I*: 2621270 Entity Type: For Profit Name of OBA: Brass Bull Enterprises, LLC Address: Three Forks, MT 59752 Investment Related: No Position, Title, Association: Officer, Owner Employee Start Date: 07/15/2025 Number of Hours: 10 hrs wkly Number of Hours during trading: 0 Duties: To establish a sports cards business, a long-time collecting hobby since childhood. Now I'll be formalizing the sports card collection into a business entity, where sports cards and memorabilia will be sold through e-commerce and other channels. I will be the owner of the business, selling sports cards and memorabilia in off business hours and weekends. Sales, marketing and distribution of product will happen through me.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-07 |
Reach out to this advisor