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Christine M Hardy

Rbc Capital Markets, LLC

Watertown, NY

Dexter, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-28
  • NY RA
    APPROVED
    Since 2025-05-28

Branch Locations

19485 Us Route 11, Watertown, NY 13601 • United States

Dexter, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Brooklyn OH 01/2023 09/2023
Keybank Watertown NY 01/2023 09/2023
Key Bank Watertown NY 07/2021 01/2023
Jcpenney Watertown NY 11/2009 08/2023
Rbc Capital Markets, Llc Watertown NY 09/2023 Present
  • 01/2023 → 09/2023
    Key Investment Services Llc
    Brooklyn, OH
  • 01/2023 → 09/2023
    Keybank
    Watertown, NY
  • 07/2021 → 01/2023
    Key Bank
    Watertown, NY
  • 11/2009 → 08/2023
    Jcpenney
    Watertown, NY
  • 09/2023 → Present
    Rbc Capital Markets, Llc
    Watertown, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-28
S63 Uniform Securities Agent State Law Examination 2023-03-24
  • S65 Uniform Investment Adviser Law Examination
    2025-05-28
  • S63 Uniform Securities Agent State Law Examination
    2023-03-24
Other Names
  • Christine Hardy

View on SEC IAPD

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HIGHTOWER ADVISORS, LLC · Watertown, NY
HIGHTOWER ADVISORS, LLC · WATERTOWN, NY
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