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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-24
AZ RA APPROVED 2024-06-04
  • TX RA
    APPROVED_RES
    Since 2025-07-24
  • AZ RA
    APPROVED
    Since 2024-06-04

Branch Locations

4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Scottsdale AZ 01/2023 Present
Massmutual Life Insurance Co Scottsdale AZ 08/2023 Present
Arizona State University Tempe AZ 01/2022 12/2023
Pierce College Puyallup WA 03/2021 12/2021
Us Army Fort Knox KY 03/2016 03/2021
  • 01/2023 → Present
    Scottsdale, AZ
  • 08/2023 → Present
    Massmutual Life Insurance Co
    Scottsdale, AZ
  • 01/2022 → 12/2023
    Arizona State University
    Tempe, AZ
  • 03/2021 → 12/2021
    Pierce College
    Puyallup, WA
  • 03/2016 → 03/2021
    Us Army
    Fort Knox, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-15
  • S66 Uniform Combined State Law Examination
    2024-05-15

View on SEC IAPD

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