Rick Lam

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-12
CA	RA	APPROVED	2023-03-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Garden Grove	CA	12/2022	Present
Loandepot	Lake Forest	CA	06/2021	09/2022
Aerotek	Fresno	CA	10/2020	01/2021
Uc Merced	Merced	CA	08/2017	05/2021
Unemployed	N/A	CA	09/2022	12/2022
Full Time Student	N/A	CA	01/2021	06/2021
Full Time Student	N/A	CA	05/2020	10/2020
Full Time Student	N/A	CA	08/2017	02/2020
Full Time High School Student	N/A	CA	09/2014	08/2017
Bank Of America, N.A.	Garden Grove	CA	02/2023	Present

12/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden Grove, CA
06/2021 → 09/2022

Loandepot

Lake Forest, CA
10/2020 → 01/2021

Aerotek

Fresno, CA
08/2017 → 05/2021

Uc Merced

Merced, CA
09/2022 → 12/2022

Unemployed

N/A, CA
01/2021 → 06/2021

Full Time Student

N/A, CA
05/2020 → 10/2020

Full Time Student

N/A, CA
08/2017 → 02/2020

Full Time Student

N/A, CA
09/2014 → 08/2017

Full Time High School Student

N/A, CA
02/2023 → Present

Bank Of America, N.A.

Garden Grove, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-26

Other Firms