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Devin J Baker

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-17
MD RA APPROVED 2024-12-09
  • TX RA
    APPROVED_RES
    Since 2024-12-17
  • MD RA
    APPROVED
    Since 2024-12-09

Branch Locations

11333 Mccormick Rd Ci Client Management, Hunt Valley, MD 21031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woodstock GA 12/2022 07/2023
Bank Of America Tampa FL 12/2015 05/2019
Amazon Sort Center Jefferson GA 09/2019 04/2020
Suntrust/Truist Dawsonville GA 04/2020 04/2021
Allstate Marietta GA 04/2021 12/2022
Bank Of America, N.A. Woodstock GA 02/2023 07/2023
E*Trade From Morgan Stanley Alpharetta GA 07/2023 09/2024
Morgan Stanley Alpharetta GA 09/2023 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 09/2024 Present
Unemployed Lawrenceville GA 06/2019 08/2019
Bank Of America, N.A. Hunt Valley MD 10/2024 Present
  • 12/2022 → 07/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Woodstock, GA
  • 12/2015 → 05/2019
    Bank Of America
    Tampa, FL
  • 09/2019 → 04/2020
    Amazon Sort Center
    Jefferson, GA
  • 04/2020 → 04/2021
    Suntrust/Truist
    Dawsonville, GA
  • 04/2021 → 12/2022
    Allstate
    Marietta, GA
  • 02/2023 → 07/2023
    Bank Of America, N.A.
    Woodstock, GA
  • 07/2023 → 09/2024
    E*Trade From Morgan Stanley
    Alpharetta, GA
  • 09/2023 → 09/2024
    Morgan Stanley
    Alpharetta, GA
  • 09/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hunt Valley, MD
  • 06/2019 → 08/2019
    Unemployed
    Lawrenceville, GA
  • 10/2024 → Present
    Bank Of America, N.A.
    Hunt Valley, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-06
S63 Uniform Securities Agent State Law Examination 2024-05-13
  • S66 Uniform Combined State Law Examination
    2024-12-06
  • S63 Uniform Securities Agent State Law Examination
    2024-05-13
Other Names
  • Devin J Baker
  • Devin Julien Baker
  • Devin Julien Baker

View on SEC IAPD

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BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
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