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Mary Caroline Brandenburg

Morgan Stanley

Cincinnati, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-29
OH RA APPROVED 2024-11-12
KY RA APPROVED 2024-11-11
  • TX RA
    APPROVED
    Since 2024-11-29
  • OH RA
    APPROVED
    Since 2024-11-12
  • KY RA
    APPROVED
    Since 2024-11-11

Branch Locations

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Notre Dame Academy Fort Wright KY 08/2014 05/2018
University Of Kentucky Lexington KY 08/2018 08/2022
Freeman Communications Lexington KY 05/2022 08/2022
Bru Burger Bar Fort Mitchell KY 06/2020 09/2022
Jimmy Johns Lexington KY 09/2020 12/2020
Agave And Rye Lexington KY 01/2022 07/2022
Dorning Supply Florence KY 09/2022 11/2022
Blessed Sacrament School Fort Mitchell KY 08/2012 12/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2023 08/2023
Northwestern Mutual Investment Services Llc Cincinnati OH 04/2023 08/2023
Elizabeth Herzog Cincinnati OH 08/2023 01/2024
Bronson Stacy Cincinnati OH 09/2023 01/2024
Morgan Stanley Cincinnati OH 02/2024 Present
  • 08/2014 → 05/2018
    Notre Dame Academy
    Fort Wright, KY
  • 08/2018 → 08/2022
    University Of Kentucky
    Lexington, KY
  • 05/2022 → 08/2022
    Freeman Communications
    Lexington, KY
  • 06/2020 → 09/2022
    Bru Burger Bar
    Fort Mitchell, KY
  • 09/2020 → 12/2020
    Jimmy Johns
    Lexington, KY
  • 01/2022 → 07/2022
    Agave And Rye
    Lexington, KY
  • 09/2022 → 11/2022
    Dorning Supply
    Florence, KY
  • 08/2012 → 12/2022
    Blessed Sacrament School
    Fort Mitchell, KY
  • 02/2023 → 08/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2023 → 08/2023
    Northwestern Mutual Investment Services Llc
    Cincinnati, OH
  • 08/2023 → 01/2024
    Elizabeth Herzog
    Cincinnati, OH
  • 09/2023 → 01/2024
    Bronson Stacy
    Cincinnati, OH
  • 02/2024 → Present
    Morgan Stanley
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-11
  • S66 Uniform Combined State Law Examination
    2024-11-11
Other Names
  • Caroline Brandenburg

View on SEC IAPD

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FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
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ANDERS KRISTIAN JUEL
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CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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