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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-26
CA RA APPROVED 2023-04-27
  • TX RA
    APPROVED
    Since 2023-06-26
  • CA RA
    APPROVED
    Since 2023-04-27

Branch Locations

3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States

3020 Old Ranch Pkwy Ste 190 [Oz-Rbo], Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Seal Beach CA 03/2023 Present
Wells Fargo Advisors Via Us Tech Solutions Seal Beach CA 10/2022 03/2023
Wfbm, Llp Irvine CA 04/2021 10/2022
Automobile Club Of Southern California Costa Mesa CA 09/2019 03/2021
High Point University High Point NC 08/2015 05/2019
Katella Bakery, Deli, & Restaurant Los Alamitos CA 05/2016 12/2018
Johnston Insurance Los Alamitos CA 05/2018 08/2018
Unemployed Rossmoor CA 05/2019 09/2019
Survey Research Center At High Point University High Point NC 01/2016 05/2019
Northwood Animal Hospital High Point NC 01/2017 05/2017
  • 03/2023 → Present
    Seal Beach, CA
  • 10/2022 → 03/2023
    Wells Fargo Advisors Via Us Tech Solutions
    Seal Beach, CA
  • 04/2021 → 10/2022
    Wfbm, Llp
    Irvine, CA
  • 09/2019 → 03/2021
    Automobile Club Of Southern California
    Costa Mesa, CA
  • 08/2015 → 05/2019
    High Point University
    High Point, NC
  • 05/2016 → 12/2018
    Katella Bakery, Deli, & Restaurant
    Los Alamitos, CA
  • 05/2018 → 08/2018
    Johnston Insurance
    Los Alamitos, CA
  • 05/2019 → 09/2019
    Unemployed
    Rossmoor, CA
  • 01/2016 → 05/2019
    Survey Research Center At High Point University
    High Point, NC
  • 01/2017 → 05/2017
    Northwood Animal Hospital
    High Point, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-20
  • S66 Uniform Combined State Law Examination
    2023-04-20

View on SEC IAPD

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