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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-26 |
| CA | RA | APPROVED | 2023-04-27 |
Branch Locations
3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States
3020 Old Ranch Pkwy Ste 190 [Oz-Rbo], Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 03/2023 | Present |
| Wells Fargo Advisors Via Us Tech Solutions | Seal Beach | CA | 10/2022 | 03/2023 |
| Wfbm, Llp | Irvine | CA | 04/2021 | 10/2022 |
| Automobile Club Of Southern California | Costa Mesa | CA | 09/2019 | 03/2021 |
| High Point University | High Point | NC | 08/2015 | 05/2019 |
| Katella Bakery, Deli, & Restaurant | Los Alamitos | CA | 05/2016 | 12/2018 |
| Johnston Insurance | Los Alamitos | CA | 05/2018 | 08/2018 |
| Unemployed | Rossmoor | CA | 05/2019 | 09/2019 |
| Survey Research Center At High Point University | High Point | NC | 01/2016 | 05/2019 |
| Northwood Animal Hospital | High Point | NC | 01/2017 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-20 |
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