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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-06
CT RA APPROVED 2023-03-15
  • TX RA
    APPROVED
    Since 2025-01-06
  • CT RA
    APPROVED
    Since 2023-03-15

Branch Locations

8 Lowell Rd, West Hartford, CT 06119 • United States

West Hartford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc West Hartford CT 12/2022 Present
Amity Regional School District #5 Woodbridge CT 08/2007 12/2022
Other Businesses

Outside Employment; Common Sense Holdings, LLC; Financial Advisor; Manage advisory business; 8 Lowell Road, , West Hartford, CT, 06119; Investment-Related; 01/09/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
  • S66 Uniform Combined State Law Examination
    2023-03-10

View on SEC IAPD

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