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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-11 |
Branch Locations
1212 Hwy 6, Sugar Land, TX 77478 • United States
1111 Eldridge Pkwy, Houston, TX 77077 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Houston | TX | 02/2023 | 11/2024 |
| Inspire Jiu-Jitsu Academy | Houston | TX | 01/2022 | 09/2022 |
| Uber Technologies, Inc. | Houston | TX | 09/2022 | 02/2023 |
| Invincible Fitness, Cypress | Cypress | TX | 08/2021 | 01/2022 |
| Shyam Bhatia Fitness, Fitness With Freedom | Cypress | TX | 12/2019 | 02/2023 |
| Real World Classroom | Houston | TX | 04/2019 | 10/2019 |
| Illinois Institute Of Technology | Chicago | IL | 08/2016 | 12/2019 |
| The Prudential Insurance Company Of America | Houston | TX | 04/2023 | 11/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2024 | 10/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2024 | 10/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sugar Land | TX | 11/2025 | Present |
| Bank Of America, N.A. | Sugar Land | TX | 01/2026 | Present |
I*3228283 Entity Type: N/A Name of OBA: Houston Coffee Collective Address: Houston, Texas, 77007 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/01/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Connect with business owners and local community Serving as council, attending board meetings, representing the organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-11 |
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