Dashaun Maliek James

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-07
CT	RA	APPROVED	2024-06-24

TX RA
APPROVED

Since 2026-05-07
CT RA
APPROVED

Since 2024-06-24

Branch Locations

329 Main St, Portland, CT 06480 • United States

935 Main St Watkins Center Ste D106, Manchester, CT 06040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Portland	CT	11/2022	Present
Saldamarco's Deli	Clinton	CT	12/2015	11/2022

11/2022 → Present

Ameriprise Financial Services, Llc

Portland, CT
12/2015 → 11/2022

Saldamarco's Deli

Clinton, CT

Other Businesses

Outside Employment; Brownstone Management of CT LLC; AFA; Manage advisory business; 329 main st , , portland , CT, 06480; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-21

S66 Uniform Combined State Law Examination

2024-06-21

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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