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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-18 |
| CT | RA | APPROVED | 1991-02-15 |
Branch Locations
329 Main St, Portland, CT 06480 • United States
935 Main St Watkins Center Ste D106, Manchester, CT 06040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Portland | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Portland | CT | 03/2020 | Present |
Real Estate Ownership; Commercial; 935 Main St Manchester Unit D106, , Manchester, CT, 6040; Investment-Related; 09/24/2020 / Commercial; 329 Main St, , Portland, CT, 06480; Not Investment-Related; 01/01/2006. Business Ownership; Mar-Ter LLC; Owner; Real Estate; 329 Main St., , Portland, CT, 06480; Not Investment-Related; 06/01/2025; 10 to 19 hours per month; 0 during trading hours / Brownstone Management of CT; Owner; Manage Ameriprise Business; 329 Main St, , Portland, CT, 06480; Investment-Related; 11/10/2025; 20 to 39 hours per month; 10 to 19 during trading hours. Board of Directors; Portland Ct Water & Sewer Commission; Member; 33 East Main St, , Portland, CT, 06480; Not Investment-Related; 01/12/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Brownstone Management of CT LLC; Co-owner; Manage advisory business; 329 Main St, , Portland, CT, 06480; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-05-12 |
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