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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-07-19 |
| CT | RA | APPROVED | 2023-08-29 |
Branch Locations
329 Main St, Portland, CT 06480 • United States
Okatie, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Branford | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Portland | CT | 03/2020 | Present |
Business Ownership; L&R Vacations, LLC; Co-owner; Real Estate; 1 Hummingbird Lane, , Okatie, SC, 29909; Investment-Related; 08/18/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Friends of Port Royal Cypress Wetlands; Treasurer; P.O. Box 447, , Port Royal, SC, 29935-0447; Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / The Salvation Army of The Lowcountry Advisory Board; Board member; 2505 North Street, , Beaufort, SC, 29902; Investment-Related; 08/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Brownstone Management of CT LLC; Financial Advisor; Manage advisory business; 329 Main Street, , Portland, CT, 06480; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-08-24 |
| S66 | Uniform Combined State Law Examination | 2000-01-21 |
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