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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 1994-06-23 |
Branch Locations
329 Main St, Portland, CT 06480 • United States
Hebron, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Portland | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Portland | CT | 03/2020 | Present |
Outside Employment; Paula E. Cohen; plan producer -; financial plan production for Ameriprise franchise advisors and AFAs; 329 Main Street, Portland, CT 06480, ,; Not Investment-Related; 12/21/2012; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-21 |
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