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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-05 |
| CT | RA | APPROVED | 2003-08-01 |
Branch Locations
329 Main St, Portland, CT 06480 • United States
Oakdale, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Portland | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Portland | CT | 03/2020 | Present |
Board of Directors; National Council of Negro Women; Financial Secretary; PO Box 415, , New London, CT, 06320; Not Investment-Related; 09/09/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Brownstone Management of CT LLC; Financial Advisor; Manage advisory business; 329 MAIN STREET, , Portland, CT, 06348; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-31 |
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