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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-04-29 |
Branch Locations
444 East Main Street Suite 111, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson National Life Distributors, Llc | Franklin | TN | 11/2022 | 03/2023 |
| Lexington Real Estate Company | Lexington | KY | 03/2022 | 05/2022 |
| 21C Museum Hotel | Lexington | KY | 05/2021 | 07/2021 |
| Justins' House Of Bourbon | Lexington | KY | 05/2020 | 02/2021 |
| Lexington Country Club | Lexington | KY | 06/2019 | 08/2019 |
| Bc Wood Properties | Lexington | KY | 05/2018 | 08/2018 |
| University Of Kentucky | Lexington | KY | 08/2018 | 05/2022 |
| Sayre High School | Lexington | KY | 08/2014 | 05/2018 |
| Unemployed | Lexington | KY | 05/2022 | 11/2022 |
| Morgan Stanley | Lexington | KY | 02/2025 | Present |
| Unemployed | Lexington | KY | 03/2023 | 02/2025 |
*629139- The Lexington School; Investment related: No; Lexington; Kentucky; Education; Employee (proprietor, partner, officer, director, employee, trustee, agent); 10/2024; During business hours: 0; After business hours: 10; Labor/Service *666371 - The Lexington School; Investment related: No; Lexington, Kentucky; Coaching; Employee (proprietor, partner, officer, director, employee, trustee, agent); 11/2025; During business hours: 0; After business hours: 10; Labor/Service *681051- Selkirk Pickleball; Investment related: No; Dalton Gardens, Idaho; Recreation, Retail/Online Stores; Selkirk Sport Advocate program (proprietor, partner, officer, director, employee, trustee, agent); 02/2026; During business hours: 0; After business hours: 2; Referrals, Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-13 |
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