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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-11 |
| IA | RA | APPROVED | 2023-11-03 |
Branch Locations
1400 Central Ave, Fort Dodge, IA 50501 • United States
Humboldt, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Fort Dodge | IA | 10/2022 | Present |
| Heartland Sales & Fundraising | Apple Valley | MN | 01/2015 | 11/2022 |
Board of Directors; R.I.V.E.R. Development, Inc.; Treasurer; 1704 Lake Nokomis Drive, , Humboldt, IA, 50548; Not Investment-Related; 11/10/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; FISH2o; Client Service Specialist; Financial Advisor Firm; 1400 Central Ave, , Fort Dodge, IA, 50501; Investment-Related; 11/22/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-02 |
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