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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-10-10
  • NH RA
    APPROVED
    Since 2024-10-10

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

2221 Washington St Ste 202, Newton, MA 02462 • United States

Center Barnstead, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Manchester NH 01/2015 03/2017
Mass Mutual Life Insurance Company Center Barnstead NH 07/2016 09/2024
Mml Investors Services, Llc Center Barnstead NH 03/2017 09/2024
Ameriprise Financial Services, Llc Gilford NH 10/2024 Present
Previous Registrations
  • 2017-03-25 → 2024-09-30
    Bedford, NH
    Center Barnstead, NH
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Southborough, MA
    Manchester, NH
    Manchester, NH
  • 2013-10-15 → 2015-01-02
    New England Securities
    Manchester, NH
Other Businesses

Business Ownership; Edenjoy Designs, LLC; Owner; Retail; 428 New Rd, , Center Barnstead, NH 03225-3525, NH, 03225; Not Investment-Related; 08/24/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-16
S63 Uniform Securities Agent State Law Examination 2008-08-02
  • S65 Uniform Investment Adviser Law Examination
    2013-09-16
  • S63 Uniform Securities Agent State Law Examination
    2008-08-02
Other Names
  • Valerie Joy Chadwick

View on SEC IAPD

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