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Inactive

Barbara J Krause

Hightower Advisors, LLC

Denver, CO

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-09-30
  • CO RA
    APPROVED
    Since 2021-09-30

Branch Locations

4601 Dtc Boulevard, Suite 600, Denver, CO 80237 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Security Group, Inc Denver CO 04/2015 09/2021
Hightower Advisors Chicago IL 09/2021 Present
  • 04/2015 → 09/2021
    Investment Security Group, Inc
    Denver, CO
  • 09/2021 → Present
    Hightower Advisors
    Chicago, IL
Previous Registrations
  • 2015-04-29 → 2021-11-09
    Investment Security Group, Inc.
    Denver, CO
  • 2012-01-03 → 2015-04-17
    Schwab Wealth Advisory, Inc.
    Englewood, CO
    Lone Tree, CO
  • 2010-05-10 → 2011-12-31
    Charles Schwab & Co., Inc.
    Englewood, CO
    Lone Tree, CO
  • 2007-12-05 → 2010-04-19
    1St Global Advisors Inc
    Richmond, TX
  • 2008-02-08 → 2010-04-15
    Junker Financial Advisors, Llc
    Richmond, TX
  • 2006-08-14 → 2007-11-28
    Roberts & Fails, P.C.
    Sugar Land, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-11
S65 Uniform Investment Adviser Law Examination 2006-08-11
  • S66 Uniform Combined State Law Examination
    2008-01-11
  • S65 Uniform Investment Adviser Law Examination
    2006-08-11
Designations
Other Names
  • Barbara J Burns
  • Barbara J Krause
  • Barabra Jean Krause
  • Barbara Jean Krause

View on SEC IAPD

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DREAM U.S. MANAGER LLC · DENVER, CO
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