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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-05-24
  • MN RA
    APPROVED
    Since 2023-05-24

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Bloomington, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Bloomington MN 10/2022 Present
Wells Fargo San Francisco CA 08/2008 09/2022
Other Businesses

Name of Activity: Estate of Kevin Micheal Kujala; Date Activity Started/Modified/Ended: 3/6/2024; Type of Activity: Other - Estate Settlement; Role/Relationship: Other - Executor; Responsibilities: Settling and distribution of estate; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-19
  • S66 Uniform Combined State Law Examination
    2023-05-19
Other Names
  • Derek Guertin

View on SEC IAPD

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