Kasey Lynn Smith

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2021 → Present
  Regions Bank
  Madison, AL
• 11/2020 → 05/2021
  Regions Bank- Midcity
  Huntsville, AL
• 01/2019 → 11/2020
  Regions Bank- East Athens
  Athens, AL
• 07/2018 → 01/2019
  Regions Bank- Hueytown
  Hueytown, AL
• 11/2014 → 06/2018
  Buckle Inc
  Tuscaloosa, AL
• 02/2024 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Huntsville, AL

Exams

• S66 Uniform Combined State Law Examination
  2025-02-24

Other Names

• Kasey Lynn Carswell
• Kasey Carswell