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Kasey Lynn Smith

Cetera Investment Advisers LLC

Huntsville, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-02-25
  • AL RA
    APPROVED
    Since 2025-02-25

Branch Locations

508 Madison Street, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Madison AL 05/2021 Present
Regions Bank- Midcity Huntsville AL 11/2020 05/2021
Regions Bank- East Athens Athens AL 01/2019 11/2020
Regions Bank- Hueytown Hueytown AL 07/2018 01/2019
Buckle Inc Tuscaloosa AL 11/2014 06/2018
Cetera Investment Services Llc Saint Cloud MN 02/2024 Present
Cetera Investment Advisers Llc Huntsville AL 02/2025 Present
  • 05/2021 → Present
    Regions Bank
    Madison, AL
  • 11/2020 → 05/2021
    Regions Bank- Midcity
    Huntsville, AL
  • 01/2019 → 11/2020
    Regions Bank- East Athens
    Athens, AL
  • 07/2018 → 01/2019
    Regions Bank- Hueytown
    Hueytown, AL
  • 11/2014 → 06/2018
    Buckle Inc
    Tuscaloosa, AL
  • 02/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 02/2025 → Present
    Cetera Investment Advisers Llc
    Huntsville, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-24
  • S66 Uniform Combined State Law Examination
    2025-02-24
Other Names
  • Kasey Lynn Carswell
  • Kasey Carswell

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AXIENT INVESTMENT ADVISORS LLC

Other Investors

ERIC TY KING
MARK ANTHONY RUSSELL
JOHN K WALTERS
TIMOTHY RANN ROBERTS
MATTHEW RICHARD BARNES
ROGER SAMUEL BARNES
LANCE CHRISTOPHER ERNEST
ROBERT WILSON MOORES

Other Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL
LPL FINANCIAL LLC · HUNTSVILLE, AL
RAYMOND JAMES & ASSOCIATES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
CETERA INVESTMENT ADVISERS LLC · Huntsville, AL

More in Huntsville, AL

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