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John Stanton Rogers

LPl Financial LLC

Hunt Valley, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-09-26
  • MD RA
    APPROVED
    Since 2025-09-26

Branch Locations

11350 Mc Cormick Rd Executive Plaza I I I Ste 501, Hunt Valley, MD 21031-1002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hunt Valley MD 10/2022 Present
Worthington Financial Partners Timonium MD 06/2022 08/2022
Richland Golf Course Middletown MD 06/2016 08/2022
Riteway Valet Towson MD 08/2019 11/2019
Cucina Massi Frederick MD 12/2019 08/2020
Lawn Haul Llc Towson MD 08/2020 08/2021
Zumiez Towson MD 08/2021 12/2021
Summit Investment Advisors, Inc. Hunt Valley MD 02/2024 06/2024
Summit Investment Advisors, Inc. Hunt Valley MD 06/2024 09/2025
  • 10/2022 → Present
    Hunt Valley, MD
  • 06/2022 → 08/2022
    Worthington Financial Partners
    Timonium, MD
  • 06/2016 → 08/2022
    Richland Golf Course
    Middletown, MD
  • 08/2019 → 11/2019
    Riteway Valet
    Towson, MD
  • 12/2019 → 08/2020
    Cucina Massi
    Frederick, MD
  • 08/2020 → 08/2021
    Lawn Haul Llc
    Towson, MD
  • 08/2021 → 12/2021
    Zumiez
    Towson, MD
  • 02/2024 → 06/2024
    Summit Investment Advisors, Inc.
    Hunt Valley, MD
  • 06/2024 → 09/2025
    Summit Investment Advisors, Inc.
    Hunt Valley, MD
Previous Registrations
  • 2024-05-07 → 2025-09-29
    Summit Financial
    Hunt Valley, MD
Other Businesses

1) 11/09/2023 - Summit Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Registered Representative - 120 hours/month 2) 02/01/2024 - Summit Financial - Inv related - At Reported Business Location(s) - Registered Investment Advisor DBA - Registered Admin - Started: 11/1/2023 - 160 Hrs/Mo - I provide administrative support to Summit Financial, an independent investment advisor firm. I started this business activity 2/1/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-07
S63 Uniform Securities Agent State Law Examination 2024-02-28
  • S65 Uniform Investment Adviser Law Examination
    2024-05-07
  • S63 Uniform Securities Agent State Law Examination
    2024-02-28
Other Names
  • Jack Rogers

View on SEC IAPD

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