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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-09-26 |
Branch Locations
11350 Mc Cormick Rd Executive Plaza I I I Ste 501, Hunt Valley, MD 21031-1002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hunt Valley | MD | 10/2022 | Present |
| Worthington Financial Partners | Timonium | MD | 06/2022 | 08/2022 |
| Richland Golf Course | Middletown | MD | 06/2016 | 08/2022 |
| Riteway Valet | Towson | MD | 08/2019 | 11/2019 |
| Cucina Massi | Frederick | MD | 12/2019 | 08/2020 |
| Lawn Haul Llc | Towson | MD | 08/2020 | 08/2021 |
| Zumiez | Towson | MD | 08/2021 | 12/2021 |
| Summit Investment Advisors, Inc. | Hunt Valley | MD | 02/2024 | 06/2024 |
| Summit Investment Advisors, Inc. | Hunt Valley | MD | 06/2024 | 09/2025 |
1) 11/09/2023 - Summit Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Registered Representative - 120 hours/month 2) 02/01/2024 - Summit Financial - Inv related - At Reported Business Location(s) - Registered Investment Advisor DBA - Registered Admin - Started: 11/1/2023 - 160 Hrs/Mo - I provide administrative support to Summit Financial, an independent investment advisor firm. I started this business activity 2/1/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-28 |
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