Daniel Heims

Current Employers

Employment History

• 01/2020 → 02/2020
  Unemployed
  Williamsville, NY
• 03/2020 → 10/2022
  Hilbert College
  Hamburg, NY
• 07/2012 → 12/2019
  Buffalo State College
  Buffalo, NY
• 08/2023 → 09/2023
  Sagepoint Financial, Inc.
  Williamsville, NY
• 09/2023 → 10/2023
  Osaic Wealth, Inc.
  Williamsville, NY
• 10/2022 → Present
  Lincoln Sparrow Advisors, Llc
  Williamsville, NY
• 10/2023 → 09/2025
  Avantax Investment Services Inc.
  Williamsville, NY
• 10/2023 → 09/2025
  Avantax Advisory Services
  Williamsville, NY
• 01/2025 → Present
  Bearingstone Wealth
  Williamsville, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Williamsville, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-07-19 → 2025-09-05
  Avantax Advisory Services
  Williamsville, NY
  Dallas, TX

Other Businesses

1) THE RIDE FOR ROSWELL POSITION: Route Operations Committee Member NATURE: Ride for Roswell is one of the nation's largest charity cycling events that brings a community of people together to celebrate cancer survivors, pay tribute to those we've lost and share in the passion that connects us all: finding cures for cancer. Funds raised go towards research and clinical trials INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2012 ADDRESS: Elm and Carlton Streets, Buffalo NY 14263 DESC: volunteer role; work w/ other volunteers to provide thoughts and ideas on the route logistics for The Ride For Roswell. On Ride Day, I assist in the Route Operations Center keeping a virtual eye on what is happening on the routes. 2) THE HEIMS CO. INC POS: Chief Operations Manager NATURE: Josh Heims the owner of this entity uses this entity to process payroll and pay business expenses for Lincoln Sparrow Advisors, LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2022 ADDRESS: 5920 Main Street, Suite 200, Williamsville NY 14221DESCRIPTION: I have no duties tied to this entity, I am simply compensated through this entity 3)LINCOLN SPARROW ADVISORS, LLC POSITION: Chief Operations Manager NATURE: financial planning, investment planning, and retirement planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/13/2022 ADDRESS: 5920 Main Street, Suite 200, Williamsville NY 14221 DESCRIPTION: Answer phones, set up client appointments, assist with documentation, support advisor needs, and other general office management responsibilities. 4) COUNTRY PARKWAY PTA POSITION: SEPTSA (Special Education Parent Teacher Student Association) Rep NATURE: Country Parkway PTA: It is the PTA's MISSION to make every child's potential a reality by engaging and empowering families INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 35 Hollybrook Dr, Williamsville NY 14221 DESCRIPTION: I go to the Country Parkway PTA meetings. 2. report to Country Parkway PTA about what is happening with SEPTSA (events, workshops, presentations), etc 5) LINCOLN SPARROW ADVISORS, LLC POSITION: Chief Operations Manager NATURE: financial planning, investment planning, and retirement planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/13/2022 ADDRESS: 5920 Main Street, Williamsville NY 14221, United States DESCRIPTION: Answer phones, set up client appointments, assist with documentation, support advisor needs, and other general office management responsibilities. 6) BEARINGSTONE WEALTH POSITION: Office Manager / Registered Client Service Associate NATURE: Run the day to day operations of the office, financial planning, investment planning, and retirement planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2025 ADDRESS: 5920 Main Street, Williamsville NY 14221, United States DESCRIPTION: Answer phones, set up client appointments, assist with documentation, support advisor needs, and other general office management responsibilities

Exams

• S66 Uniform Combined State Law Examination
  2024-07-19

Other Names

• Daniel J Heims