Rachael Colleen Swanson

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 10/2022
  Nsb Bank
  Mason City, IA
• 11/2018 → 06/2021
  First Citizens Bank
  Mason City, IA
• 01/2018 → 11/2018
  Us Bank
  Des Moines, IA
• 08/2014 → 12/2017
  University Of Northern Iowa
  Cedar Falls, IA
• 08/2015 → 12/2016
  University Of Northern Iowa
  Cedar Falls, IA
• 01/2016 → 12/2016
  University Of Northern Iowa
  Cedar Falls, IA
• 03/2016 → 12/2017
  The Other Place
  Cedar Falls, IA
• 10/2022 → 01/2025
  Commonwealth Financial Network
  Waltham, MA
• 10/2022 → 01/2025
  Jp Wealth Advisors
  Mason City, IA
• 01/2025 → Present
  Jp Wealth Advisors
  Mason City, IA
• 01/2025 → Present
  Commonwealth Financial Network
  Waltham, MA

Other Businesses

Fixed insurance sales; as of 10/27/2022; Less than 1% time spent during business hours; Conducted at branch location; Investment related. 2. Residential real estate sales agent, Kelly Real Estate of North Iowa, LLC; Located at 45 Main Ave South, Britt, IA 50423; as of 8/01/2019; 0% time spent during business hours; Not conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2022-12-19

Other Names

• Rachael Swanson
• Rachael Colleen Smith