John Pomeroy

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 09/2022
  Wells Fargo Advisors Financial Network Llc
  Hauppauge, NY
• 09/2022 → Present
  Kestra Investment Services, Llc
  Kings Park, NY
• 09/2022 → Present
  Kestra Private Wealth Services, Llc
  Kings Park, NY

Previous Registrations

• 2010-03-30 → 2022-09-27
  Wells Fargo Advisors Financial Network, Llc
  Hauppauge, NY
• 2007-05-29 → 2010-03-11
  Citigroup Global Markets Inc.
  Plainview, NY
  Plainview, NY
  Bayshore, NY
• 2004-12-07 → 2007-05-29
  Citicorp Investment Services
  Bayshore, NY
  Bayshore, NY

Other Businesses

MAIN STREET FINANCIAL GROUP POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/15/2022 ADDRESS: 80 East Main Street, Kings Park NY 11754, United States DESCRIPTION: I am joining this practice as a financial advisor. I will be working with my broker/dealer clients as well as my advisory clients. MJP WEALTH STRATEGIES INC. POSITION: President NATURE: managing finances of my investment practice INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2010 ADDRESS: 80 East Main Street, Kings Park NY 11754, United States DESCRIPTION: I keep my financial records of my investment practice: revenue, expenses, etc. This info is forwarded to my accountant KESTRA ADVISORY SERVICES LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/15/2022 ADDRESS: 5707 SW Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: I am a Financial Advisor. I will be working with my broker/dealer clients as well as my advisory clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-03
• S63 Uniform Securities Agent State Law Examination
  1999-01-20

Other Names

• John Alan Pomeroy