Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-31
MN RA APPROVED 2023-08-11
  • TX RA
    APPROVED
    Since 2023-10-31
  • MN RA
    APPROVED
    Since 2023-08-11

Branch Locations

2701 University Avenue Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Resource Group Minneapolis MN 10/2022 Present
Securian Financial Services Saint Paul MN 10/2022 08/2023
U.S. Bank Minneapolis MN 05/2018 12/2022
University Of Minnesota Honors Program Minneapolis MN 09/2017 05/2020
Bellin Health Green Bay WI 06/2017 08/2017
University Of Minnesota Minneapolis MN 09/2016 06/2020
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 10/2022 → Present
    North Star Resource Group
    Minneapolis, MN
  • 10/2022 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 05/2018 → 12/2022
    U.S. Bank
    Minneapolis, MN
  • 09/2017 → 05/2020
    University Of Minnesota Honors Program
    Minneapolis, MN
  • 06/2017 → 08/2017
    Bellin Health
    Green Bay, WI
  • 09/2016 → 06/2020
    University Of Minnesota
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-02-01 → 2023-08-11
    Securian Financial Services, Inc.
    St Paul, MN
Other Businesses

1) MOXIE WEALTH MANAGEMENT POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2023 ADDRESS: 2710 University Ave, Minneapolis MN 55414, United States DESCRIPTION: Doing business as name only- no change to business or operations. 2) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: WOMEN ENTREPRENEURS OF MINNESOTA (WEMN); INVESTMENT RELATED: NO; ADDRESS: 2809 LAMPHERE DRIVE NEW HOPE, MN 55427; NATURE OF BUSINESS:; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: Vice President; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: LEAD OPERATIONS AND PLANNING, EXECUTE PROGRAMS ENSURE ACCOUNTABILITY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-18
  • S66 Uniform Combined State Law Examination
    2023-01-18
Other Names
  • Amanda Charles

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor