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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-31 |
| MN | RA | APPROVED | 2023-08-11 |
Branch Locations
2701 University Avenue Se, Minneapolis, MN 55414 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Star Resource Group | Minneapolis | MN | 10/2022 | Present |
| Securian Financial Services | Saint Paul | MN | 10/2022 | 08/2023 |
| U.S. Bank | Minneapolis | MN | 05/2018 | 12/2022 |
| University Of Minnesota Honors Program | Minneapolis | MN | 09/2017 | 05/2020 |
| Bellin Health | Green Bay | WI | 06/2017 | 08/2017 |
| University Of Minnesota | Minneapolis | MN | 09/2016 | 06/2020 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) MOXIE WEALTH MANAGEMENT POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2023 ADDRESS: 2710 University Ave, Minneapolis MN 55414, United States DESCRIPTION: Doing business as name only- no change to business or operations. 2) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: WOMEN ENTREPRENEURS OF MINNESOTA (WEMN); INVESTMENT RELATED: NO; ADDRESS: 2809 LAMPHERE DRIVE NEW HOPE, MN 55427; NATURE OF BUSINESS:; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: Vice President; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: LEAD OPERATIONS AND PLANNING, EXECUTE PROGRAMS ENSURE ACCOUNTABILITY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-18 |
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