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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • CO RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

3204 N. Academy Blvd Ste 310, Colorado Springs, CO 80917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark R Lyons Inc Colorado Springs CO 10/2022 09/2023
Lk Design Consulting Llc Colorado Springs CO 05/2021 10/2022
U.S. Army Fort Novosel AL 05/2013 05/2021
Millennium Group Financial Colorado Springs CO 10/2022 Present
Cetera Advisors Llc St Cloud MN 10/2022 09/2023
Cetera Advisors Llc St Cloud MN 09/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 10/2022 → 09/2023
    Mark R Lyons Inc
    Colorado Springs, CO
  • 05/2021 → 10/2022
    Lk Design Consulting Llc
    Colorado Springs, CO
  • 05/2013 → 05/2021
    U.S. Army
    Fort Novosel, AL
  • 10/2022 → Present
    Millennium Group Financial
    Colorado Springs, CO
  • 10/2022 → 09/2023
    Cetera Advisors Llc
    St Cloud, MN
  • 09/2023 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: MILLENNIUM GROUP FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-13
  • S66 Uniform Combined State Law Examination
    2023-11-13

View on SEC IAPD

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