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Ethan Wing

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-10-13
  • OH RA
    APPROVED
    Since 2023-10-13

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Cincinnati OH 10/2022 Present
Canopy Wealth Management Scottsdale AZ 12/2020 03/2022
Travis Mathew Cincinnat OH 04/2022 08/2022
Duneland School Corporation Chesterton IN 08/2006 08/2019
Xavier University Cincinnati OH 08/2019 05/2023
  • 10/2022 → Present
    Ubs Financial Services Inc
    Cincinnati, OH
  • 12/2020 → 03/2022
    Canopy Wealth Management
    Scottsdale, AZ
  • 04/2022 → 08/2022
    Travis Mathew
    Cincinnat, OH
  • 08/2006 → 08/2019
    Duneland School Corporation
    Chesterton, IN
  • 08/2019 → 05/2023
    Xavier University
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-12
  • S66 Uniform Combined State Law Examination
    2023-10-12

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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