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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-30
CA RA APPROVED 2024-04-17
  • TX RA
    APPROVED
    Since 2024-05-30
  • CA RA
    APPROVED
    Since 2024-04-17

Branch Locations

160 E Yorba Linda Blvd, Placentia, CA 92870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Long Beach CA 10/2022 08/2023
St. Mark's Catholic School Venice CA 12/2021 06/2022
Our Lady Of Refuge Catholic School Long Beach CA 08/2012 12/2021
Verbum Dei High School Watts CA 04/2019 06/2019
St. Lucy's Catholic School Long Beach CA 08/2018 09/2018
St. Anthony Catholic School Long Beach CA 08/2017 01/2019
Our Lady Of Refuge Catholic School Long Beach CA 08/2016 04/2019
Long Beach City College Long Beach CA 06/2012 07/2017
St. Anne Church Seal Beach CA 10/2021 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Placentia CA 03/2024 Present
Rogerson Capital Irvine CA 08/2022 10/2022
St Thomas School Venice CA 12/2021 06/2022
Creighton University Omaha NE 08/2010 08/2017
Loyola Marymount University Westchester CA 08/2019 08/2021
Bank Of America N.A. Placentia CA 05/2024 Present
  • 10/2022 → 08/2023
    Morgan Stanley
    Long Beach, CA
  • 12/2021 → 06/2022
    St. Mark's Catholic School
    Venice, CA
  • 08/2012 → 12/2021
    Our Lady Of Refuge Catholic School
    Long Beach, CA
  • 04/2019 → 06/2019
    Verbum Dei High School
    Watts, CA
  • 08/2018 → 09/2018
    St. Lucy's Catholic School
    Long Beach, CA
  • 08/2017 → 01/2019
    St. Anthony Catholic School
    Long Beach, CA
  • 08/2016 → 04/2019
    Our Lady Of Refuge Catholic School
    Long Beach, CA
  • 06/2012 → 07/2017
    Long Beach City College
    Long Beach, CA
  • 10/2021 → Present
    St. Anne Church
    Seal Beach, CA
  • 03/2024 → Present
    Placentia, CA
  • 08/2022 → 10/2022
    Rogerson Capital
    Irvine, CA
  • 12/2021 → 06/2022
    St Thomas School
    Venice, CA
  • 08/2010 → 08/2017
    Creighton University
    Omaha, NE
  • 08/2019 → 08/2021
    Loyola Marymount University
    Westchester, CA
  • 05/2024 → Present
    Bank Of America N.A.
    Placentia, CA
Other Businesses

I* 1767359 For profit or not for profit: Entity Charitable Name of outside business organization: St. Anne Catholic Church Investment related: no Address of business: Seal Beach, CA, 90740 Nature of business: Church or Religious Organization Position, title, association: Employee Start date of relationship: 10/01/2021 Number of hours devoted: 2 weekly Number of hours devoted during trading hours: 0 Duties: The entity is a Catholic Church parish.I am a music minister on Sundays at 4:00 P.M.I lead a small group of 2-3 musicians in rehearsals (3-4 P.M.) and cantor + play guitar/piano for mass time (4-5 P.M.) every Sunday.These activities are always outside of trading hours. I am paid about $600 a month ($150 per Mass).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-06
  • S66 Uniform Combined State Law Examination
    2023-09-06
Other Names
  • Patrick J Holmquist

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