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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-30 |
| CA | RA | APPROVED | 2024-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Long Beach | CA | 10/2022 | 08/2023 |
| St. Mark's Catholic School | Venice | CA | 12/2021 | 06/2022 |
| Our Lady Of Refuge Catholic School | Long Beach | CA | 08/2012 | 12/2021 |
| Verbum Dei High School | Watts | CA | 04/2019 | 06/2019 |
| St. Lucy's Catholic School | Long Beach | CA | 08/2018 | 09/2018 |
| St. Anthony Catholic School | Long Beach | CA | 08/2017 | 01/2019 |
| Our Lady Of Refuge Catholic School | Long Beach | CA | 08/2016 | 04/2019 |
| Long Beach City College | Long Beach | CA | 06/2012 | 07/2017 |
| St. Anne Church | Seal Beach | CA | 10/2021 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Placentia | CA | 03/2024 | Present |
| Rogerson Capital | Irvine | CA | 08/2022 | 10/2022 |
| St Thomas School | Venice | CA | 12/2021 | 06/2022 |
| Creighton University | Omaha | NE | 08/2010 | 08/2017 |
| Loyola Marymount University | Westchester | CA | 08/2019 | 08/2021 |
| Bank Of America N.A. | Placentia | CA | 05/2024 | Present |
I* 1767359 For profit or not for profit: Entity Charitable Name of outside business organization: St. Anne Catholic Church Investment related: no Address of business: Seal Beach, CA, 90740 Nature of business: Church or Religious Organization Position, title, association: Employee Start date of relationship: 10/01/2021 Number of hours devoted: 2 weekly Number of hours devoted during trading hours: 0 Duties: The entity is a Catholic Church parish.I am a music minister on Sundays at 4:00 P.M.I lead a small group of 2-3 musicians in rehearsals (3-4 P.M.) and cantor + play guitar/piano for mass time (4-5 P.M.) every Sunday.These activities are always outside of trading hours. I am paid about $600 a month ($150 per Mass).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-06 |
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