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Terri Grassi

Rai Wealth Management

Mission Viejo, CA

Placentia, CA

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Current Employers
Rai Wealth Management

151 N. Kraemer Blvd. Suite 105, Placentia, CA 92870 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-08
CA RA APPROVED 2015-10-15
  • TX RA
    APPROVED_RES
    Since 2023-11-08
  • CA RA
    APPROVED
    Since 2015-10-15

Branch Locations

Mission Viejo, CA • United States

151 N. Kraemer Blvd. Suite 105, Placentia, CA 92870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richey Advisors, Inc. Placentia CA 02/2010 Present
Terri Grassi, Cpa Fullerton CA 11/2011 11/2019
Munson, Cronick & Associates, Llp Certified Public Accountants Fullerton CA 11/2019 12/2021
  • 02/2010 → Present
    Richey Advisors, Inc.
    Placentia, CA
  • 11/2011 → 11/2019
    Terri Grassi, Cpa
    Fullerton, CA
  • 11/2019 → 12/2021
    Munson, Cronick & Associates, Llp Certified Public Accountants
    Fullerton, CA
Previous Registrations
  • 2010-02-02 → 2015-11-26
    Richey Advisors, Inc.
    Fullerton, CA
    Fullerton, CA
    Fullerton, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-18
S63 Uniform Securities Agent State Law Examination 1998-07-30
  • S65 Uniform Investment Adviser Law Examination
    2009-11-18
  • S63 Uniform Securities Agent State Law Examination
    1998-07-30
Other Names
  • Teresa Grassi
  • Terri Appice
  • Teresa Appice
  • Terri Grassi

View on SEC IAPD

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