Paul Yee Lo

Employer firm

Hypo Financial Services And Investment Adviser CRD 165439

$294.3K regulatory AUM 17 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 02/2018
  Ibaa
  Anaheim, CA
• 02/2017 → Present
  Hypo Financial Services & Investment Adviser
  San Bernardino, CA
• 03/2017 → 06/2017
  Ace Diversified Capital,Inc
  San Gabriel, CA
• 04/2020 → 05/2021
  Unicredit Financial Services And Investment Advisor
  Walnut, CA

Previous Registrations

• 2020-04-07 → 2021-03-26
  Unicredit Financial Services And Investment Advisor
  Walnut, CA
• 2016-09-01 → 2018-01-05
  Ibaa
  San Bernardino, CA
• 2012-11-26 → 2016-08-29
  Hypo Financial Services And Investment Adviser
  Yorba Linda, CA
• 2014-11-25 → 2015-10-14
  Key West Investments, Llc
  San Gabriel, CA
  San Gabriel, CA
• 2005-10-31 → 2012-11-30
  Osaic Services, Inc.
  San Bernardino, CA
• 2003-06-11 → 2005-10-31
  Sunamerica Securities, Inc.
  San Jose, CA

Other Businesses

I WORK WITH FIXED LIFE INSURANCE COMPANIES LIKE ASSURITY, AIG AMERICAN GENERAL, AMERICAN EQUITY, ALLIANZ, ETC.. THIS IS NOT INVESTMENT RELATED AND I WORK AS AN INDEPENDENT CONTRACTOR.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-04
• S63 Uniform Securities Agent State Law Examination
  1991-09-10

Designations

• Certified Financial Planner