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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-04 |
| CA | RA | APPROVED | 2021-04-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Placentia | CA | 10/2018 | 05/2021 |
| Jpmorgan Chase Bank, N.A. | Placentia | CA | 05/2018 | 10/2018 |
| Partners Federal Credit Union | Anaheim | CA | 01/2014 | 04/2018 |
| J.P. Morgan Securities Llc | Placentia | CA | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-02 |
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