Best Investors Account Sign in
Inactive

James Patrick Ripley

Rai Wealth Management

Placentia, CA

Claim This Profile
Current Employers
Rai Wealth Management

151 N. Kraemer Blvd. Suite 105, Placentia, CA 92870 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-22
TX RA APPROVED_RES 2020-02-11
  • CA RA
    APPROVED
    Since 2025-09-22
  • TX RA
    APPROVED_RES
    Since 2020-02-11

Branch Locations

151 N. Kraemer Blvd. Suite 105, Placentia, CA 92870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richey Advisors, Inc. Dba Rai Wealth Management Placentia CA 10/2015 Present
Richey Advisors, Inc. Dba Rai Wealth Management Placentia CA 07/2006 Present
Gregory Advisors, Inc. Huntington Beach CA 10/2020 Present
  • 10/2015 → Present
    Richey Advisors, Inc. Dba Rai Wealth Management
    Placentia, CA
  • 07/2006 → Present
    Richey Advisors, Inc. Dba Rai Wealth Management
    Placentia, CA
  • 10/2020 → Present
    Gregory Advisors, Inc.
    Huntington Beach, CA
Previous Registrations
  • 2020-10-30 → 2026-01-12
    Gregory Advisors Inc.
    Fullerton, CA
    Placentia, CA
  • 1992-07-02 → 2015-11-26
    Richey Advisors, Inc.
    Fullerton, CA
    Fullerton, CA
Designations
Other Names
  • Jim Ripley

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
HYPO FINANCIAL SERVICES AND INVESTMENT ADVISER
VALLEY WEALTH STRATEGIES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
U.S. BANCORP ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

BEVAN NIMI POYYAK
DEREK DAVID WILSON
PAUL YEE LO
Angel Mendez
TERRI GRASSI
CHERIE CHIH CHUN WANG
Matthew Phillip Adragna
JOHNNY MANUEL VALLEJO

Other Offices

J.P. MORGAN SECURITIES LLC · PLACENTIA, CA
LPL FINANCIAL LLC · PLACENTIA, CA
HYPO FINANCIAL SERVICES AND INVESTMENT ADVISER · YORBA LINDA, CA
VALLEY WEALTH STRATEGIES, LLC · PLACENTIA, CA
EDWARD JONES · Yorba Linda, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Placentia, CA
J.P. MORGAN SECURITIES LLC · YORBA LINDA, CA
LPL FINANCIAL LLC · PLACENTIA, CA

More in Placentia, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor