James Patrick Ripley

Employer firm

Rai Wealth Management CRD 277137

$160M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Richey Advisors, Inc. Dba Rai Wealth Management
  Placentia, CA
• 07/2006 → Present
  Richey Advisors, Inc. Dba Rai Wealth Management
  Placentia, CA
• 10/2020 → Present
  Gregory Advisors, Inc.
  Huntington Beach, CA

Previous Registrations

• 2020-10-30 → 2026-01-12
  Gregory Advisors Inc.
  Fullerton, CA
  Placentia, CA
• 1992-07-02 → 2015-11-26
  Richey Advisors, Inc.
  Fullerton, CA
  Fullerton, CA

Designations

• Certified Financial Planner

Other Names

• Jim Ripley