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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-30 |
| TN | RA | APPROVED | 2024-09-19 |
Branch Locations
5100 Poplar Ave Suite 1501, Memphis, TN 38137 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Full-Time Education | Memphis | TN | 01/2014 | 08/2017 |
| Full-Time Education | Auburn | AL | 08/2017 | 01/2018 |
| Full-Time Education | Columbia | SC | 01/2018 | 06/2018 |
| Next Door American Eatery | Memphis | TN | 06/2018 | 08/2018 |
| Full-Time Education | Columbia | SC | 08/2018 | 05/2021 |
| Federal Deposit Insurance Corporation | Columbia | SC | 05/2020 | 08/2020 |
| Unemployed | Denver | CO | 05/2021 | 08/2021 |
| Federal Deposit Insurance Corporation | Denver | CO | 08/2021 | 09/2022 |
| Unemployed | Denver | CO | 09/2022 | 11/2022 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 11/2022 | 05/2024 |
| B. Riley Wealth Management | Memphis | TN | 08/2024 | 09/2024 |
| B. Riley Wealth Advisors | Memphis | TN | 08/2024 | 09/2024 |
| Unemployed | Cordova | TN | 05/2024 | 08/2024 |
| Prospera Financial Services Inc. | Dallas | TX | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-06 |
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